At AdviceFirst and enable.me, we are here for our clients, their family or their businesses. We provide financial advice and coaching that help Kiwis take control of their finances and to realise a better financial future.
How we conduct our business is just as important as what we do. Our culture thrives on supporting each other to achieve the best outcomes for our clients. We care for each other and are proud to be Rainbow Tick and Living wage certified.
About the Role:
An exciting opportunity within the Financial Services Industry for someone with a strong client focus who wants to be tasked with ensuring our quality assurance (QA) and risk management framework across our business holds the clients at the centre. This isn’t your standard QA role – we believe that our QA framework is an integral and important part of our capability development programme.
You will be part of the team that implements our compliance assurance framework, focusing on the quality and appropriateness of the outcomes and providing regular coaching to leaders and advisers to help build their capability. You’ll report findings and insights back to key stakeholders as required, and input into various continuous improvement activities.
This role and requires you to engage and influence at all levels within the business. This includes with staff, management, external and internal stakeholders. We utilise AI tools to support our work in various forms across the business, including quality assurance.
What are we looking for?
Someone who has experience and a good grasp on the financial services industry. You’ll also ideally have a relevant tertiary and professional qualification coupled with solid experience with regulatory compliance and or commercial law/ auditing.
You will have an understanding and working knowledge of relevant legislation (FMCA, FSLA, Code of Professional Conduct for Financial Advice Services)
You will need to have all those key interpersonal skills – strong written, verbal and collaborative communication. Lastly. you’ll need to be highly organised and be able to juggle multiple things at once.
We are open to candidates who can work full time or part time.
Love the sound of this role but feel like your past experience doesn’t align perfectly with what we say we are looking for? Don’t sweat it – we encourage you to apply anyway! You may be exactly what we are looking for even if it’s for another one of our roles.
Benefits
- Build your knowledge of Financial Services in a growing company
- Employee benefits including a suite of personal insurances
- Become part of a great team
- On-going professional development opportunities
