The role

We are seeking a highly motivated and detail-oriented Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that our organization complies with all relevant laws, regulations, and policies. The ideal candidate will have a strong understanding of compliance procedures and be able to work independently to identify and mitigate potential compliance risks.

What you will own

Main functions and Responsibilities

Review and verify client identification documents in accordance with KYC and AML policies.

Support the execution and management of the onboarding process for new clients and third parties, ensuring a smooth, timely, and efficient account setup.

Investigate identified AML/CTF matters by gathering and analysing relevant information.

Assist in maintaining and updating internal compliance frameworks, policies, and procedures, ensuring adherence to regulatory requirements and industry best practices.

Provide compliance support to 1st and 2nd Line of Defence functions.

Conduct marketing material reviews for compliance approval.

Conduct periodic compliance reviews, audits, and risk assessments to evaluate internal processes and improve compliance frameworks.

Contribute to the development and maintenance of training materials.

Promote a strong compliance culture by embedding ethical business practices and ensuring corporate governance adherence.

Identify and assess compliance risks, implement mitigation strategies, and conduct internal audits to prevent violations.

Maintain accurate compliance records and report any regulatory breaches or suspicious activities to relevant authorities.

Any other duties assigned from time to time by the Company’s Head of Compliance or Senior Management.

What we are Seeking

Bachelor’s degree & 3+ years of experience in KYC, AML, or a related compliance field.

Strong analytical and problem-solving skills to address operational challenges, resolve issues, and implement effective solutions.

Knowledge and understanding of financial services regulations, compliance, policies, processes and procedures.

Ability to work independently and manage multiple tasks in a fast-paced environment.

Experience in controls, risk, and policy and procedure testing.

Experience in CFD or crypto trading compliance.

Relevant compliance qualifications pertaining to KYC/AML is an added advantage

Experience using Sumsub is advantageous.

Understanding of financial regulations, AML, and KYC best practices.

What we offer...

More Time for What Matters: volunteer days, work from anywhere weeks, additional annual leave based on tenure, flexible hours, hybrid work (1 day WFH per week, just not a Monday or Friday...that's when the magic happens!)
Investing in You: 3 fully covered psychology sessions because mental health matters! 1K per annum to spend on L&D programs of your choice, unlimited book budget (you want it, we get it!).
Perks that actually Perk you up: we go big on the quarterly staff events, have a culture that you'll love, with an in office pool table, regular morning teams & Friday drink

Fusion Markets

Company Overview