- Seven plus years relevant experience in the financial services industry in a product and/or compliance role.
- Experience working with the Financial Markets Conduct Act and ideally other relevant legislation and guidance.
- Product compliance management experience incl. ongoing obligations and disclosure, with strong attention to detail.
Role Type
Description
Product Compliance Manager | Fixed term for 12 months | Wellington Based
Join a great team with broad responsibilities and make a difference
Innovative NZ owned organisation with a varied and complex product suite and set of obligations:
- KiwiSaver including default fund
- Superannuation and investment funds
- Private asset funds listed on NZX
- Savvy – debit card linked to an investment account and smart app
- Custody
- Financial advice
- Life insurance
We’re looking for…
An experienced operator to boost resourcing for a fixed period whilst we have a number of significant initiatives on the go. This is a role with significant and varied responsibilities including the opportunity to engage directly with senior leaders and directors. We seek a well organised and analytical person with seven plus years relevant experience in the financial services industry in a product and/or compliance role. You’ll be comfortable working in a highly regulated environment, have articulate written work and sound communication skills with the ability to build relationships and lead internal and external engagements. A high level of attention to detail, and knowledge of the funds management industry and obligations and legislation relevant to managed funds are essential.
In this role you will…
Support the Senior Manager, Product & Compliance and the wider business with the ongoing product compliance management, and compliance generally. This may include:
- Management, co-ordination and preparation of ongoing product compliance obligations and disclosure
- Support the development of new and existing products or wind down of legacy products
- Stakeholder engagement both internally and externally
- Co-ordination and preparation of reports, ensuring accuracy and compliance with regulatory obligations and business requirements
- Maintenance of effective systems and processes to ensure product obligations are met.
- Review of promotional and general communication material
- Transaction support for private asset investment
- Broader compliance work including for example leading significant projects to respond to regulatory change or uplift compliance maturity
You’ll have…
- · Relevant experience in the fund management / financial services industry
- · Experience working with the Financial Markets Conduct Act and ideally with other relevant legislation and guidance
- · A strong analytical skillset with attention to detail
- · Excellent organisation / management skillset
- · Comfort working in a highly regulated environment
- · Sound communication and relationship building skills, articulate written work and experience leading engagements internally and externally
About Booster
- A financial services company that’s equipped for our exciting, fast-changing world.
- Locally owned and operated, Booster is here to help grow New Zealanders’ money and financial confidence, because life is a lot brighter when you’re not left in the dark.
- Booster is a team with a refreshingly different mission with a range of innovative products. We want to create the ultimate client experience that lifts you up, gives you knowledge and motivates you to rise to the top of your own game.
How to apply
Interested applicants must apply via this Seek advert. Applications will close 30 October. In order to be considered for this position, you MUST have the legal right to work in New Zealand.
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